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Control Room Compliance VP

Sydney Permanent View Job Description
An opportunity for an experienced compliance professional to join a Control Room function in Sydney, ensuring the integrity of information barriers across complex financial businesses. This role plays a critical part in managing regulatory risk, advising stakeholders, and supporting key transactions across global markets.
  • Work at the centre of high-impact regulatory decision-making
  • Direct exposure to banking, markets, and advisory functions

About Our Client

Our client is a leading global investment bank with a strong presence across capital markets, asset management, and advisory services. The firm operates at scale internationally and is recognised for its robust compliance framework and commitment to regulatory excellence.

Job Description

  • Maintain restricted trading lists, confidential lists, and other information control frameworks
  • Monitor and control information flows between private-side and public-side business units
  • Partner with Legal and Compliance teams to enforce regulatory restrictions on trading, research, and advisory activities
  • Review research publications to ensure adherence to applicable regulations and firm policies
  • Apply relevant rules governing communication between research and corporate advisory teams
  • Support transaction-related compliance processes, including materiality assessments and approvals
  • Advise business stakeholders on compliance implications linked to live deals and market activity
  • Collaborate with regional and global teams on process enhancements and control improvements

The Successful Applicant

  • Degree-qualified with ~3+ years' compliance experience within financial services
  • Prior exposure to Control Room or private-side compliance strongly preferred
  • Solid understanding of financial markets, corporate advisory, and regulatory frameworks
  • Strong communication skills with the ability to influence stakeholders
  • Detail-oriented with strong organisational and multitasking capability
  • Proven ability to operate effectively in a fast-paced, high-pressure environment
  • Experience managing processes and providing guidance or training to stakeholders

What's on Offer

  • Opportunity to work within a high-profile global financial institution
  • Exposure to complex, high-value transactions and senior stakeholders
  • Collaborative, diverse, and high-performing team environment
  • Strong emphasis on professional development and internal mobility
  • Competitive remuneration and benefits package
Contact
Zack Dennis
Quote job ref
JN-072026-7056507
Phone number

Job summary

Function
Banking & Financial Services
Specialisation
Risk Analysis & Management
Industry
Financial Services
Location
Sydney
Job Type
Permanent
Consultant name
Zack Dennis
Consultant phone
Job Reference
JN-072026-7056507

Diversity & Inclusion at Michael Page

We don't just accept difference - we celebrate it. We encourage applicants from all backgrounds to apply for this role and are committed to building inclusive, diverse workplaces where everyone can thrive. If you require any support or reasonable adjustments during the recruitment process, please let us know. PageGroup acknowledge and pay our respects to the Traditional Custodians of the land we operate on.